Harper-Denson Craig 的 Form 4 申報
Charge Enterprises, Inc.（CRGE），2022/8/31 申報
- 申報編號
- 0001654954-22-012019
- 申報時間
- 2022/8/31 16:01 ET
- 交易日
- 2022/8/29-8/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $4.02 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Harper-Denson CraigCIK 0001872307 | 董事、高階主管（COO, CCO, Secretary） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/30 | Common Stock, par value $0.0001 | M行使選擇權取得 | +7,500 | $0.55 | +$4,125 | 7,500 | 間接 | |
| 2022/8/30 | Common Stock, par value $0.0001 | G贈與處分 | −7,500 | $0.00F2 | $0 | 7,500 | 間接 | |
| 2022/8/30 | Common Stock, par value $0.0001 | G贈與取得 | +7,500 | $0.00F2 | $0 | 7,500 | 直接 | |
| 2022/8/30 | Common Stock, par value $0.0001 | S賣出處分 | −7,500 | $2.74F2 | −$20,550 | 0 | 直接 | |
| 2022/8/31 | Common Stock, par value $0.0001 | M行使選擇權取得 | +7,500 | $0.55 | +$4,125 | 7,500 | 間接 | |
| 2022/8/31 | Common Stock, par value $0.0001 | G贈與處分 | −7,500 | $0.00F3 | $0 | 7,500 | 間接 | |
| 2022/8/31 | Common Stock, par value $0.0001 | G贈與取得 | +7,500 | $0.00F3 | $0 | 7,500 | 直接 | |
| 2022/8/31 | Common Stock, par value $0.0001 | S賣出處分 | −7,500 | $2.62F3 | −$19,650 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/29 | Contract to Sell (obligation to sell) | J其他取得 | 0 | –F1 | – | 0 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −7,500 | $0.00 | $0 | 9,730,000 | 間接 | |
| 2022/8/31 | Common Stock | M行使選擇權處分 | −7,500 | $0.00 | $0 | 9,722,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On August 29, 2022, the Reporting Person entered into a common stock purchase agreement with an unaffiliated third party buyer. The agreement obligates the Reporting Person to deliver to the buyer, in four separate calendar quarterly transactions, such number of shares of Common Stock equal to $250,000 divided by 95% of the volume weighted average price of the Issuer's Common Stock for the 75 days immediately preceding the 15th of the last month of such calendar quarter. If such price is below $1.00, then such sale shall occur in the next subsequent calendar quarter. The aggregate purchase price to be paid to the Reporting Person under the common stock purchase agreement is $1,000,000. The Reporting Person's spouse, holder of an option to purchase shares of Common Stock (see footnote 4), which the Reporting Persons is a beneficial owner, has committed to deliver to the Reporting Person such number of shares of Common Stock to satisfy the delivery obligations under the common stock purchase agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F2
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares.
表 I 有 3 筆交易的價格引用這則附註。
- F3
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.57 to $2.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares.
表 I 有 3 筆交易的價格引用這則附註。