Retort Vincent 的 Form 4 申報

Lumentum Holdings Inc.LITE，2026/2/13 申報

申報編號: 0001648256-26-000001
申報時間: 2026/2/13
交易日: 2026/2/12
申報延遲: 1 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 23 筆非衍生性交易。公開市場賣出合計 $2,662 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Retort VincentCIK 0001648256	高階主管（見申報備註）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/2/12	Common Stock	S賣出處分	−450	$576.35^F2	−$259,357.5	147,031	直接
2026/2/12	Common Stock	S賣出處分	−386	$577.28^F3	−$222,830.08	146,645	直接
2026/2/12	Common Stock	S賣出處分	−250	$578.59^F4	−$144,647.5	146,395	直接
2026/2/12	Common Stock	S賣出處分	−1,363	$579.66^F5	−$790,076.58	145,032	直接
2026/2/12	Common Stock	S賣出處分	−2,399	$580.34^F6	−$1,392,235.66	142,633	直接
2026/2/12	Common Stock	S賣出處分	−1,068	$581.49^F7	−$621,031.32	141,565	直接
2026/2/12	Common Stock	S賣出處分	−260	$582.57^F8	−$151,468.2	141,305	直接
2026/2/12	Common Stock	S賣出處分	−170	$584.84^F9	−$99,422.8	141,135	直接
2026/2/12	Common Stock	S賣出處分	−2,170	$586.29^F10	−$1,272,249.3	138,965	直接
2026/2/12	Common Stock	S賣出處分	−910	$587.28^F11	−$534,424.8	138,055	直接
2026/2/12	Common Stock	S賣出處分	−1,368	$588.43^F12	−$804,972.24	136,687	直接
2026/2/12	Common Stock	S賣出處分	−3,593	$589.70^F13	−$2,118,792.1	133,094	直接
2026/2/12	Common Stock	S賣出處分	−3,738	$590.56^F14	−$2,207,513.28	129,356	直接
2026/2/12	Common Stock	S賣出處分	−7,673	$591.82^F15	−$4,541,034.86	121,683	直接
2026/2/12	Common Stock	S賣出處分	−1,953	$592.78^F16	−$1,157,699.34	119,730	直接
2026/2/12	Common Stock	S賣出處分	−2,888	$593.74^F17	−$1,714,721.12	116,842	直接
2026/2/12	Common Stock	S賣出處分	−3,576	$594.80^F18	−$2,127,004.8	113,266	直接
2026/2/12	Common Stock	S賣出處分	−2,939	$595.87^F19	−$1,751,261.93	110,327	直接
2026/2/12	Common Stock	S賣出處分	−1,626	$597.04^F20	−$970,787.04	108,701	直接
2026/2/12	Common Stock	S賣出處分	−2,959	$598.09^F21	−$1,769,748.31	105,742	直接
2026/2/12	Common Stock	S賣出處分	−1,516	$599.51^F22	−$908,857.16	104,226	直接
2026/2/12	Common Stock	S賣出處分	−650	$600.18^F23	−$390,117	103,576	直接
2026/2/12	Common Stock	S賣出處分	−1,121	$601.82^F24	−$674,640.22	102,455	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

These sales were executed in multiple trades at prices ranging from $575.795 to $576.665. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (24) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $577.00 to $577.50.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $578.00 to $578.99.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $579.00 to $579.8975.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $580.00 to $580.97.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $581.03 to $582.00.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $582.50 to $582.60.

表 I 有 1 筆交易的價格引用這則附註。

These sales were executed in multiple trades at prices ranging from $584.34 to $585.305.

表 I 有 1 筆交易的價格引用這則附註。

F10

These sales were executed in multiple trades at prices ranging from $585.68 to $586.60.

表 I 有 1 筆交易的價格引用這則附註。

F11

These sales were executed in multiple trades at prices ranging from $587.00 to $587.60.

表 I 有 1 筆交易的價格引用這則附註。

F12

These sales were executed in multiple trades at prices ranging from $588.01 to $588.98.

表 I 有 1 筆交易的價格引用這則附註。

F13

These sales were executed in multiple trades at prices ranging from $589.045 to $589.98.

表 I 有 1 筆交易的價格引用這則附註。

F14

These sales were executed in multiple trades at prices ranging from $590.09 to $591.07.

表 I 有 1 筆交易的價格引用這則附註。

F15

These sales were executed in multiple trades at prices ranging from $591.26 to $592.225.

表 I 有 1 筆交易的價格引用這則附註。

F16

These sales were executed in multiple trades at prices ranging from $592.275 to $593.27.

表 I 有 1 筆交易的價格引用這則附註。

F17

These sales were executed in multiple trades at prices ranging from $593.30 to $594.295.

表 I 有 1 筆交易的價格引用這則附註。

F18

These sales were executed in multiple trades at prices ranging from $594.48 to $595.45.

表 I 有 1 筆交易的價格引用這則附註。

F19

These sales were executed in multiple trades at prices ranging from $595.50 to $596.25.

表 I 有 1 筆交易的價格引用這則附註。

F20

These sales were executed in multiple trades at prices ranging from $596.61 to $597.50.

表 I 有 1 筆交易的價格引用這則附註。

F21

These sales were executed in multiple trades at prices ranging from $597.63 to $598.515.

表 I 有 1 筆交易的價格引用這則附註。

F22

These sales were executed in multiple trades at prices ranging from $598.88 to $599.84.

表 I 有 1 筆交易的價格引用這則附註。

F23

These sales were executed in multiple trades at prices ranging from $599.97 to $600.88.

表 I 有 1 筆交易的價格引用這則附註。

F24

These sales were executed in multiple trades at prices ranging from $601.30 to $602.185.

表 I 有 1 筆交易的價格引用這則附註。

備註

Officer title: Executive Vice President, Module Business Unit R&D and Product Development

看 SEC EDGAR 上的完整原文（在新分頁開啟）