Czajkowski Grzegorz 的 Form 4/A 修正申報
修正Snowflake Inc.（SNOW），2024/7/2 申報
- 申報編號
- 0001640147-24-000185
- 申報時間
- 2024/7/2
- 交易日
- 2024/6/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/6/27
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $5,777 萬。交易後 4 天申報。
這份修正申報重述了 0001640147-24-000180（2024/6/27 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Czajkowski GrzegorzCIK 0001979151 | 高階主管（EVP, Engineering and Support） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/28 | Class A Common Stock | S賣出處分 | −240 | $134.86 | −$32,366.4 | 494,702 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001640147-24-000180（2024/6/27 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/25 | Class A Common Stock | M行使選擇權取得 | +858,739 | $8.88 | +$7,625,602.32 | 964,062 | 直接 | |
| 2024/6/25 | Class A Common Stock | S賣出處分 | −465,033 | $123.07F4 | −$57,231,611.31 | 499,029 | 直接 | |
| 2024/6/25 | Class A Common Stock | S賣出處分 | −584 | $124.08F5 | −$72,462.72 | 498,445 | 直接 | |
| 2024/6/25 | Class A Common Stock | S賣出處分 | −3,503 | $125.00 | −$437,875 | 494,942 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/25 | Class A Common Stock | M行使選擇權處分 | −858,739 | $0.00 | $0 | 0 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F4
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $123.00 to $123.995, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $124.020 to $124.090, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024.
- F2
Shares sold solely to cover the exercise price of, and to satisfy the Reporting Person's tax withholding obligations related to the exercise of stock options listed in Table II in the Form 4 filed by the Reporting Person on June 27, 2024 (the "Prior Form 4"). Due to administrative error by the broker, a second sale transaction was required on June 28, 2024 to satisfy the Reporting Person's tax withholding obligations, in accordance with the 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024.
- F3
Includes shares to be issued in connection with the vesting of one or more restricted stock units.
備註
This Form 4/A is being filed to supplement the Prior Form 4 by reporting a second sale transaction that was required to satisfy the Reporting Person's tax withholding obligations arising from the option exercise reported in the Prior Form 4. The second sale transaction was executed on June 28, 2024 and was required due to administrative error by the broker, in accordance with the 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024. The transactions reported in the Prior Form 4 and being reported herein were and are all being reported in a timely manner.