Slootman Frank 的 Form 4 申報

Snowflake Inc.（SNOW），2021/11/24 申報

申報編號: 0001640147-21-000263
申報時間: 2021/11/24
交易日: 2021/11/19-11/22
申報延遲: 5 天遲報
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 30 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $4,495 萬。交易後 5 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Slootman FrankCIK 0001402348	董事、高階主管（執行長、董事長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/11/19	Class A Common Stock	G贈與處分	−6,309	$0.00	$0	17,582	直接
2021/11/22	Class A Common Stock	M行使選擇權取得	+126,183	$8.88	+$1,120,505.04	143,765	直接
2021/11/22	Class A Common Stock	S賣出處分	−8,060	$356.01^F2	−$2,869,440.6	135,705	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,715	$356.88^F3	−$612,049.2	133,990	直接
2021/11/22	Class A Common Stock	S賣出處分	−4,397	$358.11^F4	−$1,574,609.67	129,593	直接
2021/11/22	Class A Common Stock	S賣出處分	−2,741	$359.22^F5	−$984,622.02	126,852	直接
2021/11/22	Class A Common Stock	S賣出處分	−3,095	$360.15^F6	−$1,114,664.25	123,757	直接
2021/11/22	Class A Common Stock	S賣出處分	−2,066	$361.37^F7	−$746,590.42	121,691	直接
2021/11/22	Class A Common Stock	S賣出處分	−7,518	$362.28^F8	−$2,723,621.04	114,173	直接
2021/11/22	Class A Common Stock	S賣出處分	−8,210	$363.54^F9	−$2,984,663.4	105,963	直接
2021/11/22	Class A Common Stock	S賣出處分	−15,076	$364.47^F10	−$5,494,749.72	90,887	直接
2021/11/22	Class A Common Stock	S賣出處分	−12,653	$365.40^F11	−$4,623,406.2	78,234	直接
2021/11/22	Class A Common Stock	S賣出處分	−3,002	$366.50^F12	−$1,100,233	75,232	直接
2021/11/22	Class A Common Stock	S賣出處分	−4,540	$367.44^F13	−$1,668,177.6	70,692	直接
2021/11/22	Class A Common Stock	S賣出處分	−2,539	$368.64^F14	−$935,976.96	68,153	直接
2021/11/22	Class A Common Stock	S賣出處分	−2,600	$369.50^F15	−$960,700	65,553	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,628	$372.64^F16	−$606,657.92	63,925	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,454	$373.76^F17	−$543,447.04	62,471	直接
2021/11/22	Class A Common Stock	S賣出處分	−2,191	$374.63^F18	−$820,814.33	60,280	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,200	$375.44^F19	−$450,528	59,080	直接
2021/11/22	Class A Common Stock	S賣出處分	−300	$376.69	−$113,007	58,780	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,402	$378.32^F20	−$530,404.64	57,378	直接
2021/11/22	Class A Common Stock	S賣出處分	−1,455	$379.28^F21	−$551,852.4	55,923	直接
2021/11/22	Class A Common Stock	S賣出處分	−940	$381.13^F22	−$358,262.2	54,983	直接
2021/11/22	Class A Common Stock	S賣出處分	−900	$382.12^F23	−$343,908	54,083	直接
2021/11/22	Class A Common Stock	S賣出處分	−6,925	$383.48^F24	−$2,655,599	47,158	直接
2021/11/22	Class A Common Stock	S賣出處分	−3,801	$384.36^F25	−$1,460,952.36	43,357	直接
2021/11/22	Class A Common Stock	S賣出處分	−4,137	$385.37^F26	−$1,594,275.69	39,220	直接
2021/11/22	Class A Common Stock	S賣出處分	−9,101	$386.43^F27	−$3,516,899.43	30,119	直接
2021/11/22	Class A Common Stock	S賣出處分	−7,757	$387.55^F28	−$3,006,225.35	22,362	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/11/22	Class A Common Stock	M行使選擇權處分	−126,183	$0.00	$0	12,920,364	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $355.29 to $356.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $356.43 to $357.34, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $357.53 to $358.52, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $358.73 to $359.69, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.78 to $360.755, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.86 to $361.84, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $361.92 to $362.73, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.95 to $363.93, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.97 to $364.96, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.975 to $365.96, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.99 to $366.99, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.04 to $368.00, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $368.14 to $369.12, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.17 to $369.96, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $372.00 to $372.85, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $373.12 to $374.09, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $374.25 to $375.01, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $375.41 to $375.45, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $377.91 to $378.69, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $378.92 to $379.73, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F22

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $380.69 to $381.65, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F23

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $381.715 to $382.42, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F24

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $382.785 to $383.78, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F25

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $383.86 to $384.83, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F26

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $384.92 to $385.83, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F27

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $385.96 to $386.96, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F28

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $386.97 to $387.90, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

Part 1 of 2. The Reporting Person is reporting on two separate Form 4 filings as the aggregate number of line items exceeds the maximum number that can be included in one report.

看 SEC EDGAR 上的完整原文（在新分頁開啟）