Lie Sean 的 Form 4 申報
Cerebras Systems Inc.（CBRS），2026/9/28 申報
- 申報編號
- 0001628280-26-063713
- 申報時間
- 2026/9/28 16:05 ET
- 交易日
- 2026/9/25
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $2,508 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lie SeanCIK 0002132472 | 高階主管（技術長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/25 | Class A Common Stock | C轉換取得 | +120,000 | –F1 | – | 465,569 | 直接 | |
| 2026/9/25 | Class A Common Stock | G贈與處分 | −36,000 | $0.00 | $0 | 429,569 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −500 | $212.14F4 | −$106,070 | 429,069 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −9,177 | $211.32F5 | −$1,939,283.64 | 419,892 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −30,565 | $210.45F6 | −$6,432,404.25 | 389,327 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −29,991 | $209.53F7 | −$6,284,014.23 | 359,336 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −21,022 | $208.41F8 | −$4,381,195.02 | 338,314 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −6,869 | $207.54F9 | −$1,425,592.26 | 331,445 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −13,776 | $206.63F10 | −$2,846,534.88 | 317,669 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −5,900 | $205.30F11 | −$1,211,270 | 311,769 | 直接 | |
| 2026/9/25 | Class A Common Stock | S賣出處分 | −2,200 | $204.50F12 | −$449,900 | 309,569 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/25 | Class B Common Stock | M行使選擇權處分 | −116,875 | $0.00 | $0 | 172,146 | 直接 | |
| 2026/9/25 | Class B Common Stock | M行使選擇權處分 | −3,125 | $0.00 | $0 | 32,420 | 直接 | |
| 2026/9/25 | Class A Common Stock | M行使選擇權取得 | +120,000 | $0.00F1 | $0 | 7,702,992 | 直接 | |
| 2026/9/25 | Class A Common Stock | C轉換處分 | −120,000 | $0.00 | $0 | 7,582,992 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B Common Stock is convertible into an equal number of Class A Common Stock at any time, at the Reporting Person's election, and has no expiration date.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $211.97 to $212.31, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $210.97 to $211.95, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $209.97 to $210.96, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $208.97 to $209.96, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $207.97 to $208.95, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $206.96 to $207.95, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $205.96 to $206.95, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $204.86 to $205.83, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $203.86 to $204.83, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。