Pearson Mark 的 Form 4 申報
Equitable Holdings, Inc.EQH，2025/7/16 申報
- 申報編號
- 0001628280-25-035101
- 申報時間
- 2025/7/16
- 交易日
- 2025/7/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $156.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pearson MarkCIK 0001512442 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/15 | Common Stock | M行使選擇權取得 | +20,000 | $23.18 | +$463,600 | 744,367.21 | 直接 | |
| 2025/7/15 | Common Stock | S賣出處分 | −19,700 | $52.20F3 | −$1,028,340 | 724,667.21 | 直接 | |
| 2025/7/15 | Common Stock | S賣出處分 | −300 | $53.05F4 | −$15,915 | 724,367.21 | 直接 | |
| 2025/7/15 | Common Stock | S賣出處分 | −9,800 | $52.21F5 | −$511,658 | 714,567.21 | 直接 | |
| 2025/7/15 | Common Stock | S賣出處分 | −200 | $53.12F6 | −$10,624 | 714,367.21 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/15 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 326,400 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.7800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $52.9500 to $53.1000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.6400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed at a price of $53.1200, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.
表 I 有 1 筆交易的價格引用這則附註。