Lane Nick 的 Form 4 申報
Equitable Holdings, Inc.（EQH），2024/12/19 申報
- 申報編號
- 0001628280-24-052137
- 申報時間
- 2024/12/19
- 交易日
- 2024/12/18
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $114.6 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lane NickCIK 0001441552 | 其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/18 | Common Stock | M行使選擇權取得 | +5,000 | $23.18 | +$115,900 | 166,629 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −5,402 | $44.69F3 | −$241,415.38 | 161,227 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −5,500 | $45.90F4 | −$252,450 | 155,727 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −9,098 | $46.48F5 | −$422,875.04 | 146,629 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −1,411 | $44.68F6 | −$63,043.48 | 145,218 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −1,269 | $45.90F7 | −$58,247.1 | 143,949 | 直接 | |
| 2024/12/18 | Common Stock | S賣出處分 | −2,320 | $46.49F8 | −$107,856.8 | 141,629 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/18 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 79,417 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $44.3500 to $45.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $45.3500 to $46.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $46.3500 to $46.7400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $44.3300 to $45.2900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $45.3600 to $46.3500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $46.3600 to $46.7600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions