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Jermain Patrick John 的 Form 4 申報

Plexus Corp(PLXS),2024/1/29 申報

申報編號
0001628280-24-002454
申報時間
2024/1/29
交易日
2024/1/25-1/29
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $23.4 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Jermain Patrick JohnCIK 0001607273高階主管(執行副總裁、財務長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/1/25Common Stock, $.01 par valueM行使選擇權取得+8,280–F2–61,135直接
2024/1/25Common Stock, $.01 par valueF扣股繳稅處分−3,952$94.46−$373,305.9257,183直接
2024/1/29Common Stock, $.01 par valueS賣出處分−2,532$92.51F3−$234,235.3254,651直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/1/25Common Stock, $.01 par valueM行使選擇權處分−8,280–F2–0直接
2024/1/29Common Stock, $.01 par valueA公司授予取得+9,630–F4–9,630直接
2024/1/29Common Stock, $.01 par valueA公司授予取得+9,050–F5–9,050直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2024.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $92.10 to $92.935 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 29, 2027.

表 II 有 1 筆交易的價格引用這則附註。

F5

Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of 4,230 PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the S&P 400 Index and vesting of the remainder is based on goals related to economic return ("ER") during the three-year performance period. The target number of PSUs that may be earned is reported above. The reporting person may earn up to 150% of the targeted amount that is based on TSR and up to 200% of the targeted amount that is based on ER.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)