Adkins Katherine 的 Form 4 申報
Affirm Holdings, Inc.（AFRM），2021/11/3 申報
- 申報編號
- 0001628280-21-021563
- 申報時間
- 2021/11/3
- 交易日
- 2021/11/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $168.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Adkins KatherineCIK 0001870331 | 高階主管（法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +1,660 | $62.52 | +$103,783.2 | 10,924 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +2,325 | $0.00 | $0 | 13,249 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +165 | $0.00 | $0 | 13,414 | 直接 | |
| 2021/11/1 | Class A Common Stock | F扣股繳稅處分 | −1,128 | $152.66 | −$172,200.48 | 12,286 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,200 | $151.64F3 | −$181,968 | 11,086 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −3,229 | $152.41F4 | −$492,131.89 | 7,857 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −901 | $153.62F5 | −$138,411.62 | 6,956 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −3,700 | $154.63F6 | −$572,131 | 3,256 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −500 | $155.15F7 | −$77,575 | 2,756 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −500 | $156.65F8 | −$78,325 | 2,256 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −594 | $159.48F9 | −$94,731.12 | 1,662 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −300 | $162.93F10 | −$48,879 | 1,362 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −1,660 | $0.00 | $0 | 24,915 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −2,325 | $0.00 | $0 | 20,925 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −165 | $0.00 | $0 | 7,119 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Represents the weighted average sale price of the shares sold from $151.03 to $151.98 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price of the shares sold from $152.06 to $152.95 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price of the shares sold from $153.10 to $153.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price of the shares sold from $154.13 to $155.11 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price of the shares sold from $155.13 to $155.17 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price of the shares sold from $156.15 to $157.09 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price of the shares sold from $158.99 to $159.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price of the shares sold from $162.91 to $162.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。