Linford Michael 的 Form 4 申報
Affirm Holdings, Inc.（AFRM），2021/11/3 申報
- 申報編號
- 0001628280-21-021562
- 申報時間
- 2021/11/3
- 交易日
- 2021/11/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,770 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Linford MichaelCIK 0001715913 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +3,333 | –F1 | – | 25,332 | 直接 | |
| 2021/11/1 | Class A Common Stock | F扣股繳稅處分 | −1,464 | $152.66 | −$223,494.24 | 23,868 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +115,000 | $5.39 | +$619,850 | 138,868 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −8,872 | $151.49F4 | −$1,344,019.28 | 129,996 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −35,013 | $152.26F5 | −$5,331,079.38 | 94,983 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −11,529 | $153.20F6 | −$1,766,242.8 | 83,454 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −25,449 | $154.30F7 | −$3,926,780.7 | 58,005 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −23,537 | $155.03F8 | −$3,648,941.11 | 34,468 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −2,500 | $156.41F9 | −$391,025 | 31,968 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,600 | $157.25F10 | −$251,600 | 30,368 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −3,000 | $159.09F11 | −$477,270 | 27,368 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −2,700 | $159.67F12 | −$431,109 | 24,668 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −800 | $162.91F13 | −$130,328 | 23,868 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −3,333 | $0.00 | $0 | 46,667 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −115,000 | $0.00 | $0 | 1,307,020 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price of the shares sold from $150.80 to $151.79 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price of the shares sold from $151.81 to $152.79 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price of the shares sold from $152.81 to $153.78 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price of the shares sold from $153.81 to $154.80 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price of the shares sold from $154.81 to $155.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price of the shares sold from $155.98 to $156.95 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price of the shares sold from $156.98 to $157.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents the weighted average sale price of the shares sold from $158.46 to $159.42 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents the weighted average sale price of the shares sold from $159.46 to $160.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。