Gilboa David Abraham 的 Form 4/A 修正申報
修正Warby Parker Inc.（WRBY），2021/10/8 申報
- 申報編號
- 0001628280-21-019922
- 申報時間
- 2021/10/8
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/10/1
這份申報沒有列出任何交易。沿用原件裡沒有重述的 20 筆交易。公開市場賣出合計 $253.6 萬。
這份修正申報重述了 0001628280-21-019498（2021/10/1 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gilboa David AbrahamCIK 0001883353 | 董事、高階主管（共同執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001628280-21-019498（2021/10/1 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/29 | Class A Common Stock | C轉換取得 | +20,998 | $0.00 | $0 | 20,998 | 直接 | |
| 2021/9/29 | Class A Common Stock | S賣出處分 | −20,998 | $54.03 | −$1,134,521.94 | 0 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換取得 | +17,606 | $0.00 | $0 | 17,606 | 直接 | |
| 2021/9/29 | Class A Common Stock | S賣出處分 | −17,606 | $54.04 | −$951,428.24 | 0 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換取得 | +6,712 | $0.00 | $0 | 6,712 | 直接 | |
| 2021/9/29 | Class A Common Stock | S賣出處分 | −6,712 | $54.04 | −$362,716.48 | 0 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換取得 | +1,610 | $0.00 | $0 | 1,610 | 直接 | |
| 2021/9/29 | Class A Common Stock | S賣出處分 | −1,610 | $54.04 | −$87,004.4 | 0 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/29 | Class A Common Stock | M行使選擇權取得 | +38,480 | $0.00 | $0 | 38,480 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換處分 | −20,998 | $0.00 | $0 | 17,482 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權取得 | +30,299 | $0.00 | $0 | 30,299 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換處分 | −17,606 | $0.00 | $0 | 12,693 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權取得 | +11,550 | $0.00 | $0 | 11,550 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換處分 | −6,712 | $0.00 | $0 | 4,838 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權取得 | +1,610 | $0.00 | $0 | 1,610 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換處分 | −1,610 | $0.00 | $0 | 0 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權處分 | 0 | $0.00 | $0 | 14,241 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權處分 | 0 | $0.00 | $0 | 42,419 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權處分 | 0 | $0.00 | $0 | 57,753 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權處分 | 0 | $0.00 | $0 | 940,752 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert intoshares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
- F2
and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
- F3
On October 1, 2021, the reporting person filed a Form 4 (the "Original Form 4") which misstated the number of shares of Class B Common Stock directly owned following the transactions reported therein. Immediately following the transactions reported therein, the Reporting Person directly owned 6,261,792 shares of Class B Common Stock.
- F4
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock.
- F5
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026.
- F6
The Original Form 4 misstated the number of restricted stock units subject to this award following the transactions reported therein, and this amendment is being filed to correct that amount.