Cirne Lewis 的 Form 4 申報
New Relic, Inc.（NEWR），2021/10/4 申報
- 申報編號
- 0001623920-21-000027
- 申報時間
- 2021/10/4
- 交易日
- 2021/9/9-10/1
- 申報延遲
- 25 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $337.3 萬。交易後 25 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cirne LewisCIK 0001623920 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/9 | Common Stock | G贈與處分 | −20,000 | $0.00 | $0 | 5,565,955 | 間接 | |
| 2021/9/9 | Common Stock | G贈與處分 | −20,000 | $0.00 | $0 | 5,545,955 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −9,048 | $73.04F3 | −$660,865.92 | 5,536,907 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −3,247 | $72.10F4 | −$234,108.7 | 5,533,660 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −4,205 | $71.32F5 | −$299,900.6 | 5,529,455 | 間接 | |
| 2021/10/1 | Common Stock | M行使選擇權取得 | +30,000 | $16.93 | +$507,900 | 30,000 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −20,400 | $73.05F3 | −$1,490,220 | 9,600 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −3,800 | $72.23F6 | −$274,474 | 5,800 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −5,800 | $71.28F7 | −$413,424 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/1 | Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 445,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The shares were sold at prices ranging from $72.73 to $73.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The shares were sold at prices ranging from $71.72 to $72.71. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The shares were sold at prices ranging from $70.70 to $71.695. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The shares were sold at prices ranging from $71.73 to $72.71. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The shares were sold at prices ranging from $70.70 to $71.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。