Nguyen Tran 的 Form 4 申報
Prothena Corp Public Ltd Co（PRTA），2022/7/22 申報
- 申報編號
- 0001567619-22-014382
- 申報時間
- 2022/7/22
- 交易日
- 2022/7/20-7/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $227.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nguyen TranCIK 0001457013 | 高階主管（策略長、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/20 | Ordinary Shares, par value $0.01 per share | M行使選擇權取得 | +42,120 | $6.73 | +$283,467.6 | 45,320 | 直接 | |
| 2022/7/20 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −25,136 | $32.32F2 | −$812,395.52 | 20,184 | 直接 | |
| 2022/7/20 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −16,984 | $32.73F3 | −$555,886.32 | 3,200 | 直接 | |
| 2022/7/21 | Ordinary Shares, par value $0.01 per share | M行使選擇權取得 | +20,560 | $6.73 | +$138,368.8 | 23,760 | 直接 | |
| 2022/7/21 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −20,555 | $32.64F4 | −$670,915.2 | 3,205 | 直接 | |
| 2022/7/21 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −5 | $33.69 | −$168.45 | 3,200 | 直接 | |
| 2022/7/22 | Ordinary Shares, par value $0.01 per share | M行使選擇權取得 | +7,320 | $6.73 | +$49,263.6 | 10,520 | 直接 | |
| 2022/7/22 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −7,320 | $32.55F5 | −$238,266 | 3,200 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/20 | Ordinary Shares | M行使選擇權處分 | −42,120 | $0.00 | $0 | 107,880 | 直接 | |
| 2022/7/21 | Ordinary Shares | M行使選擇權處分 | −20,560 | $0.00 | $0 | 87,320 | 直接 | |
| 2022/7/22 | Ordinary Shares | M行使選擇權處分 | −7,320 | $0.00 | $0 | 80,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades in prices ranging from $31.54 to $32.535, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades in prices ranging from $32.54 to $33.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades in prices ranging from $32.28 to $32.895, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades in prices ranging from $32.15 to $32.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。