Broadrick Dale 的 Form 4 申報
BioRestorative Therapies, Inc.（BRTX），2022/3/29 申報
- 申報編號
- 0001567619-22-007664
- 申報時間
- 2022/3/29
- 交易日
- 2022/3/1-3/21
- 申報延遲
- 28 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場買進合計 $79.4 萬。交易後 28 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Broadrick DaleCIK 0001677513 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/1 | Common Stock | P買進取得 | +2,270 | $5.55 | +$12,598.5 | 201,984 | 間接 | |
| 2022/3/2 | Common Stock | P買進取得 | +47,840 | $5.61F2 | +$268,382.4 | 249,824 | 間接 | |
| 2022/3/3 | Common Stock | P買進取得 | +47,648 | $5.47F3 | +$260,634.56 | 297,472 | 間接 | |
| 2022/3/4 | Common Stock | P買進取得 | +3,800 | $5.51 | +$20,938 | 301,272 | 間接 | |
| 2022/3/7 | Common Stock | P買進取得 | +24,392 | $4.43F4 | +$108,056.56 | 175,853 | 直接 | |
| 2022/3/8 | Common Stock | P買進取得 | +8,125 | $4.00 | +$32,500 | 183,978 | 直接 | |
| 2022/3/9 | Common Stock | P買進取得 | +11,875 | $4.00 | +$47,500 | 195,853 | 直接 | |
| 2022/3/21 | Common Stock | P買進取得 | +10,000 | $4.35 | +$43,500 | 205,853 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $5.56 to $5.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。