Crutchfield Bradford 的 Form 4 申報
10x Genomics, Inc.（TXG），2021/11/16 申報
- 申報編號
- 0001567619-21-020599
- 申報時間
- 2021/11/16
- 交易日
- 2021/11/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $280.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Crutchfield BradfordCIK 0001246406 | 高階主管（商務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/12 | Class A Common Stock | M行使選擇權取得 | +17,000 | $1.16 | +$19,720 | 60,336 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −1,030 | $163.10F2 | −$167,993 | 59,306 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −4,122 | $164.18F3 | −$676,749.96 | 55,184 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −6,872 | $164.87F4 | −$1,132,986.64 | 48,312 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −4,776 | $165.89F5 | −$792,290.64 | 43,536 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −100 | $167.27 | −$16,727 | 43,436 | 直接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −100 | $168.34 | −$16,834 | 43,336 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/12 | Class A Common Stock | M行使選擇權處分 | −17,000 | $0.00 | $0 | 443,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $162.49 to $163.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $163.50 to $164.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $164.50 to $165.49. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $165.51 to $166.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。