Viking Global Investors LP 的 Form 4 申報
PROCEPT BioRobotics Corp（PRCT），2021/9/21 申報
- 申報編號
- 0001567619-21-017393
- 申報時間
- 2021/9/21 16:27 ET
- 交易日
- 2021/9/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $1,400 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Viking Global Investors LPCIK 0001103804 | 持股 10% 以上大股東 |
| Halvorsen Ole AndreasCIK 0001133006 | 持股 10% 以上大股東 |
| Ott David C.CIK 0001621842 | 持股 10% 以上大股東 |
| Viking Global Opportunities Portfolio GP LLCCIK 0001629472 | 持股 10% 以上大股東 |
| Viking Global Opportunities GP LLCCIK 0001629476 | 持股 10% 以上大股東 |
| Viking Global Opportunities Illiquid Investments Sub-Master LPCIK 0001629482 | 持股 10% 以上大股東 |
| Shabet Rose SharonCIK 0001711393 | 持股 10% 以上大股東 |
| Dragsa 88 LLCCIK 0001883348 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/17 | Common Stock | C轉換處分 | −3,407,028 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/17 | Common Stock | C轉換處分 | −678,985 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/17 | Common Stock | C轉換處分 | −113,737 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
The Series E Preferred Units were convertible into shares of Common Stock on a 1:1 basis, at the Reporting Person's election, without payment of further consideration, and automatically converted immediately prior to the closing of the initial public offering (the "Closing") of PROCEPT BioRobotics Corp (the "Issuer"). The shares had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The Series F Preferred Units were convertible into shares of Common Stock on a 1:1 basis, at the Reporting Person's election, without payment of further consideration, and automatically converted immediately prior to the Closing. The shares had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The Series G Preferred Units were convertible into shares of Common Stock on a 1:1 basis, at the Reporting Person's election, without payment of further consideration, and automatically converted immediately prior to the Closing. The shares had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
備註
Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP (for itself and as manager of DRAGSA 88 LLC), and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021.