Fu Tao 的 Form 4 申報
Zai Lab Ltd（ZLAB），2021/9/16 申報
- 申報編號
- 0001567619-21-017211
- 申報時間
- 2021/9/16
- 交易日
- 2021/9/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $126.6 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fu TaoCIK 0001644888 | 董事、高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Ordinary Shares | M行使選擇權取得 | +10,000 | $18.92 | +$189,200 | 217,500 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −1,978 | $124.98F2 | −$247,210.44 | 215,522 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −3,100 | $125.96F3 | −$390,476 | 212,422 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −1,541 | $128.33F4 | −$197,756.53 | 210,881 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −1,007 | $129.29F5 | −$130,195.03 | 209,874 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −574 | $130.64F6 | −$74,987.36 | 209,300 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −1,300 | $132.25F7 | −$171,925 | 208,000 | 直接 | |
| 2021/9/15 | Ordinary Shares | S賣出處分 | −400 | $133.07F8 | −$53,228 | 207,600 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Ordinary Shares | M行使選擇權處分 | −10,000 | $0.00 | $0 | 420,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects a weighted average sale price of $124.98 per share, at prices ranging from $124.54 to $125.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $125.96 per share, at prices ranging from $125.66 to $126.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $128.33 per share, at prices ranging from $127.81 to $128.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $129.29 per share, at prices ranging from $128.84 to $129.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects a weighted average sale price of $130.64 per share, at prices ranging from $130.33 to $131.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $132.25 per share, at prices ranging from $131.66 to $132.66 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects a weighted average sale price of $133.07 per share, at prices ranging from $132.74 to $133.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。