Du Ying 的 Form 4 申報
Zai Lab Ltd（ZLAB），2021/9/3 申報
- 申報編號
- 0001567619-21-016760
- 申報時間
- 2021/9/3
- 交易日
- 2021/9/1-9/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,186 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Du YingCIK 0001731790 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/1 | Ordinary Shares | M行使選擇權取得 | +111,111 | $0.60 | +$66,666.6 | 1,119,764 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −4,166 | $143.77F2 | −$598,945.82 | 1,115,598 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −4,691 | $144.62F3 | −$678,412.42 | 1,110,907 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −1,882 | $145.92F4 | −$274,621.44 | 1,109,025 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −6,826 | $146.96F5 | −$1,003,148.96 | 1,102,199 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −6,933 | $147.63F6 | −$1,023,518.79 | 1,095,266 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −3,769 | $148.77F7 | −$560,714.13 | 1,091,497 | 直接 | |
| 2021/9/1 | Ordinary Shares | S賣出處分 | −176 | $149.63F8 | −$26,334.88 | 1,091,321 | 直接 | |
| 2021/9/2 | Ordinary Shares | S賣出處分 | −7,251 | $144.73F9 | −$1,049,437.23 | 1,084,070 | 直接 | |
| 2021/9/2 | Ordinary Shares | S賣出處分 | −11,859 | $145.85F10 | −$1,729,635.15 | 1,072,211 | 直接 | |
| 2021/9/2 | Ordinary Shares | S賣出處分 | −8,571 | $146.35F11 | −$1,254,365.85 | 1,063,640 | 直接 | |
| 2021/9/2 | Ordinary Shares | S賣出處分 | −1,057 | $147.75F12 | −$156,171.75 | 1,062,583 | 直接 | |
| 2021/9/3 | Ordinary Shares | S賣出處分 | −6,083 | $143.94F13 | −$875,587.02 | 1,056,500 | 直接 | |
| 2021/9/3 | Ordinary Shares | S賣出處分 | −7,373 | $144.84F14 | −$1,067,905.32 | 1,049,127 | 直接 | |
| 2021/9/3 | Ordinary Shares | S賣出處分 | −9,441 | $145.70F15 | −$1,375,553.7 | 1,039,686 | 直接 | |
| 2021/9/3 | Ordinary Shares | S賣出處分 | −1,248 | $146.55F16 | −$182,894.4 | 1,038,438 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/1 | Ordinary Shares | M行使選擇權處分 | −111,111 | $0.00 | $0 | 889,165 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects a weighted average sale price of $143.77 per share, at prices ranging from $143.07 to $144.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $144.62 per share, at prices ranging from $144.09 to $145.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $145.92 per share, at prices ranging from $145.24 to $146.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $146.96 per share, at prices ranging from $146.27 to $147.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects a weighted average sale price of $147.63 per share, at prices ranging from $147.28 to $148.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $148.77 per share, at prices ranging from $148.35 to $149.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects a weighted average sale price of $149.63 per share, at prices ranging from $149.58 to $149.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects a weighted average sale price of $144.73 per share, at prices ranging from $144.15 to $145.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Reflects a weighted average sale price of $145.85 per share, at prices ranging from $145.17 to $146.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Reflects a weighted average sale price of $146.35 per share, at prices ranging from $146.18 to $147.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Reflects a weighted average sale price of $147.75 per share, at prices ranging from $147.27 to $148.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Reflects a weighted average sale price of $143.94 per share, at prices ranging from $143.32 to $144.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Reflects a weighted average sale price of $144.84 per share, at prices ranging from $144.37 to $145.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Reflects a weighted average sale price of $145.70 per share, at prices ranging from $145.38 to $146.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Reflects a weighted average sale price of $146.55 per share, at prices ranging from $146.39 to $146.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
***The Power of Attorney given by Ms. Du was previously filed with the U.S. Securities and Exchange Commission on January 4, 2021 as an exhibit to the Form 3 filed by Ms. Du."