Du Ying 的 Form 4 申報
Zai Lab Ltd（ZLAB），2021/8/3 申報
- 申報編號
- 0001567619-21-014370
- 申報時間
- 2021/8/3
- 交易日
- 2021/8/2-8/3
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,611 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Du YingCIK 0001731790 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Ordinary Shares | M行使選擇權取得 | +111,111 | $0.60 | +$66,666.6 | 1,116,649 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −3,115 | $139.62F2 | −$434,916.3 | 1,114,598 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −2,051 | $140.68F3 | −$288,534.68 | 1,112,573 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −2,025 | $141.73F4 | −$287,003.25 | 1,108,530 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −4,043 | $143.30F5 | −$579,361.9 | 1,098,347 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −10,183 | $144.09F6 | −$1,467,268.47 | 1,037,942 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −60,405 | $145.14F7 | −$8,767,181.7 | 1,034,870 | 直接 | |
| 2021/8/2 | Ordinary Shares | S賣出處分 | −3,072 | $145.83F8 | −$447,989.76 | 1,116,649 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −381 | $141.78F9 | −$54,018.18 | 1,034,489 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −963 | $143.39F10 | −$138,084.57 | 1,033,526 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −1,396 | $144.71F11 | −$202,015.16 | 1,032,130 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −5,338 | $145.75F12 | −$778,013.5 | 1,026,792 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −12,963 | $146.68F13 | −$1,901,412.84 | 1,013,829 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −5,126 | $147.64F14 | −$756,802.64 | 1,008,703 | 直接 | |
| 2021/8/3 | Ordinary Shares | S賣出處分 | −50 | $148.24 | −$7,412 | 1,008,653 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Ordinary Shares | M行使選擇權處分 | −111,111 | $0.00 | $0 | 1,000,276 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects a weighted average sale price of $139.62 per share, at prices ranging from $139.19 to $140.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $140.68 per share, at prices ranging from $140.29 to $141.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $141.73 per share, at prices ranging from $141.33 to $142.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $143.30 per share, at prices ranging from $142.66 to $143.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects a weighted average sale price of $144.09 per share, at prices ranging from $143.69 to $144.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $145.14 per share, at prices ranging from $144.70 to $145.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects a weighted average sale price of $145.83 per share, at prices ranging from $145.73 to $146.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects a weighted average sale price of $141.78 per share, at prices ranging from $141.39 to $142.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Reflects a weighted average sale price of $143.39 per share, at prices ranging from $143.06 to $143.90 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Reflects a weighted average sale price of $144.71 per share, at prices ranging from $144.09 to $145.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Reflects a weighted average sale price of $145.75 per share, at prices ranging from $145.18 to $146.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Reflects a weighted average sale price of $146.68 per share, at prices ranging from $146.22 to $147.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Reflects a weighted average sale price of $147.64 per share, at prices ranging from $147.23 to $148.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
The Power of Attorney given by Ms. Du was previously filed with the U.S. Securities and Exchange Commission on January 4, 2021 as an exhibit to the Form 3 filed by Ms. Du.