Fu Tao 的 Form 4 申報
Zai Lab Ltd（ZLAB），2021/7/19 申報
- 申報編號
- 0001567619-21-013659
- 申報時間
- 2021/7/19
- 交易日
- 2021/7/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $172.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fu TaoCIK 0001644888 | 董事、高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/15 | Ordinary Shares | M行使選擇權取得 | +10,000 | $18.92 | +$189,200 | 217,000 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −2,333 | $170.30F2 | −$397,309.9 | 214,667 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −1,000 | $171.36F3 | −$171,360 | 213,667 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −21 | $171.89 | −$3,609.69 | 213,646 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −3,281 | $173.56F4 | −$569,450.36 | 210,365 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −3,265 | $174.26F5 | −$568,958.9 | 207,100 | 直接 | |
| 2021/7/15 | Ordinary Shares | S賣出處分 | −100 | $175.00F2 | −$17,500 | 207,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/15 | Ordinary Shares | M行使選擇權處分 | −10,000 | $0.00 | $0 | 440,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects a weighted average sale price of $170.30 per share, at prices ranging from $169.81 to $170.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 2 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $171.36 per share, at prices ranging from $170.89 to $171.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $173.56 per share, at prices ranging from $172.94 to $173.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $174.26 per share, at prices ranging from $173.94 to $174.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。