Houston Andrew 的 Form 4 申報
Dropbox, Inc.（DBX），2024/11/25 申報
- 申報編號
- 0001562180-24-007946
- 申報時間
- 2024/11/25
- 交易日
- 2024/11/21-11/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $419.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Houston AndrewCIK 0001734563 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/21 | Class A Common Stock | C轉換處分 | −147,085 | $0.00 | $0 | 68,633,064 | 間接 | |
| 2024/11/22 | Class A Common Stock | C轉換處分 | −4,940 | $0.00 | $0 | 68,628,124 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
147,085 shares of Class B Common Stock were converted into 147,085 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $27.50 to $27.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
4,940 shares of Class B Common Stock were converted into 4,940 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $27.61 to $27.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。