Houston Andrew 的 Form 4 申報
Dropbox, Inc.（DBX），2024/9/30 申報
- 申報編號
- 0001562180-24-006988
- 申報時間
- 2024/9/30
- 交易日
- 2024/9/26-9/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $403.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Houston AndrewCIK 0001734563 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/26 | Class A Common Stock | C轉換處分 | −28,012 | $0.00 | $0 | 69,998,830 | 間接 | |
| 2024/9/27 | Class A Common Stock | C轉換處分 | −132,036 | $0.00 | $0 | 69,866,794 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
28,012 shares of Class B Common Stock were converted into 28,012 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $25.00 to $25.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
132,036 shares of Class B Common Stock were converted into 132,036 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $25.00 to $25.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。