Hom James Ming 的 Form 4 申報
Soundhound AI, Inc.（SOUN），2024/3/13 申報
- 申報編號
- 0001562180-24-002662
- 申報時間
- 2024/3/13
- 交易日
- 2024/3/11-3/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 2 筆衍生性交易。交易後 2 天申報。
這份申報後來被修正申報 0001562180-24-002930（2024/3/21）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hom James MingCIK 0001920481 | 董事、高階主管（產品長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
On March 11, 2024, a 10b5-1 transaction executed and sold 50,416 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $5.69 to $6.25. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 II 有 1 筆交易的價格引用這則附註。
- F4
On March 13, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $8.00 to $8.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 II 有 1 筆交易的價格引用這則附註。