Wilson Howard 的 Form 4/A 修正申報
修正PagerDuty, Inc.（PD），2024/1/17 申報
- 申報編號
- 0001562180-24-000515
- 申報時間
- 2024/1/17
- 交易日
- 2023/8/24
- 申報延遲
- 146 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/8/28
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $8,062.88。交易後 146 天申報。
這份修正申報取代了 0001562180-23-006587（2023/8/28 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wilson HowardCIK 0001773239 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/24 | Common Stock | M行使選擇權取得 | +322 | $7.43 | +$2,392.46 | 557,368 | 直接 | |
| 2023/8/24 | Common Stock | S賣出處分 | −322 | $25.04F3 | −$8,062.88 | 557,046 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/24 | Common Stock | M行使選擇權處分 | −322 | $0.00 | $0 | 176,678 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
A portion of these shares represent restricted stock units.
- F2
The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.05 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The August 24, 2023 option exercise of 322 shares was inadvertently left off Table II of the Form 4 originally filed on August 28, 2023.
- F5
The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.