Woock John 的 Form 4 申報
Axonics, Inc.（AXNX），2023/2/2 申報
- 申報編號
- 0001562180-23-000871
- 申報時間
- 2023/2/2
- 交易日
- 2023/1/31-2/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $70.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Woock JohnCIK 0001756437 | 高階主管（EVP, Chief Mktg/Strtgy Officer） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/31 | Common Stock | A公司授予取得 | +8,750 | $0.00 | $0 | 54,726 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權取得 | +22,125 | $0.00 | $0 | 76,851 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −3,389 | $61.17F2 | −$207,305.13 | 73,462 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −4,181 | $61.12F3 | −$255,542.72 | 69,281 | 直接 | |
| 2023/2/1 | Common Stock | S賣出處分 | −581 | $60.43F4 | −$35,109.83 | 68,700 | 直接 | |
| 2023/2/1 | Common Stock | S賣出處分 | −3,398 | $61.02F5 | −$207,345.96 | 65,302 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/31 | Common Stock | A公司授予取得 | +17,500 | $0.00 | $0 | 17,500 | 直接 | |
| 2023/1/31 | Common Stock | A公司授予取得 | +8,750 | $0.00 | $0 | 8,750 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權處分 | −10,875 | $0.00 | $0 | 0 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權處分 | −11,250 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $60.78 to $61.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $60.78 to $61.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $59.85 to $60.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $60.85 to $61.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。