Hoffman William 的 Form 4/A 修正申報
修正Inari Medical, Inc.NARI，2022/2/9 申報
- 申報編號
- 0001562180-22-001311
- 申報時間
- 2022/2/9 19:52 ET
- 交易日
- 2022/1/4
- 申報延遲
- 36 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/1/6
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 7 筆交易。公開市場賣出合計 $282.2 萬。交易後 36 天申報。
這份修正申報重述了 0001562180-22-000326（2022/1/6 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoffman WilliamCIK 0001304099 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/4 | Common Stock | M行使選擇權取得 | +28,249 | $0.428 | +$12,090.57 | 538,618 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/4 | Common Stock | M行使選擇權處分 | −28,249 | $0.00 | $0 | 230,467 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001562180-22-000326（2022/1/6 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/4 | Common Stock | S賣出處分 | −11,158 | $92.53F2 | −$1,032,449.74 | 468,663 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −6,511 | $93.55F3 | −$609,104.05 | 462,152 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −5,414 | $94.76F4 | −$513,030.64 | 456,738 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −3,566 | $95.27F5 | −$339,732.82 | 453,172 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −500 | $96.65F6 | −$48,325 | 452,672 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −2,651 | $97.76F7 | −$259,161.76 | 450,021 | 直接 | |
| 2022/1/4 | Common Stock | S賣出處分 | −200 | $98.54 | −$19,708 | 449,821 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
This transaction was executed in multiple trades at prices ranging from $92.06 to $93.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $93.11 to $94.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $94.11 to $95.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $95.11 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $96.12 to $97.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $97.54 to $98.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2021.
- F2
Option vested with respect to 25% of the underline shares on May 3, 2019 and vest with respect to the remaining shares in 36 equal monthly installments thereafter.
備註
This amended Form 4 is being filed solely to show that the shares acquired were sold as reported in previously filed Form 4s.