Anderson Harvey 的 Form 4 申報
HP Inc（HPQ），2021/12/9 申報
- 申報編號
- 0001562180-21-007610
- 申報時間
- 2021/12/9
- 交易日
- 2021/12/7-12/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $29.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Anderson HarveyCIK 0001842375 | 高階主管（法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | M行使選擇權取得 | +38,092 | $0.00 | $0 | 38,092 | 直接 | |
| 2021/12/7 | Common Stock | F扣股繳稅處分 | −18,890 | $37.29 | −$704,408.1 | 19,202 | 直接 | |
| 2021/12/9 | Common Stock | S賣出處分 | −8,268 | $36.02 | −$297,813.36 | 10,934 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | A公司授予取得 | +34,326 | –F4 | – | 34,326 | 直接 | |
| 2021/12/7 | Common Stock | A公司授予取得 | +19,829 | –F5 | – | 19,829 | 直接 | |
| 2021/12/7 | Common Stock | A公司授予取得 | +91,162 | –F6 | – | 91,162 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −6,507 | –F7 | – | 12,669 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −15,182 | –F8 | – | 29,561 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −10,411 | –F9 | – | 9,756 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −5,992 | –F10 | – | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
On 12/7/2021, the reporting person was granted 34,326 RSU, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On 12/7/2021, the reporting person was granted 19,829 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/7/2020, the reporting person was granted 19,003 RSUs, 6,334 of which vested on 12/7/2021, 6,334 of which is scheduled to vest on 12/7/2022 and 6,335 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 173 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F8
As previously reported, on 12/7/2020, the reporting person was granted 44,341 RSUs, 14,780 of which vested on 12/7/2021, 14,780 of which is scheduled to vest on 12/7/2022 and 14,781 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 402 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F9
As previously reported, on 12/6/2019, the reporting person was granted 29,268 RSUs, 9,756 of which vested on 12/7/2020 and 12/7/2021, and 9,756 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 655 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F10
As previously reported, on 12/7/2018, the reporting person was granted 16,354 RSUs, 5,451 of which vested on each of 12/7/2019 and 12/7/2020 and 5,452 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 540 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。