Campbell David M 的 Form 4/A 修正申報
修正Fulton Financial CorpFULT，2021/8/10 申報
- 申報編號
- 0001562180-21-005273
- 申報時間
- 2021/8/10
- 交易日
- 2021/5/1-5/4
- 申報延遲
- 101 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/5/5
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $8.29 萬。交易後 101 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Campbell David MCIK 0001727245 | 高階主管（資深執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/5/1 | $2.50 par value Common Stock | M行使選擇權取得 | +7,689.88 | $0.00 | $0 | 19,591.88 | 直接 | |
| 2021/5/1 | $2.50 par value Common Stock | F扣股繳稅處分 | −2,810.88 | $17.05 | −$47,925.5 | 16,781 | 直接 | |
| 2021/5/4 | $2.50 par value Common Stock | S賣出處分 | −4,842 | $17.12F1 | −$82,895.04 | 11,939 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/5/1 | $2.50 par value Common Stock | M行使選擇權處分 | −7,689.88 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.121 to $17.125, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, or a security holder of the issuer upon request full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F3
Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.
備註
Amending a Form 4 that was previously filed on May 5, 2021, which inadvertently omitted the April 15, 2021 accrued dividend. Approximately 63 PSUs were not applied to the reported transaction before the PSUs awarded on May 1, 2018 vested on May 1, 2021. The omission of the accrued dividend was a result of a clerical error by a third party stock plan administrator. This Form 4/A now includes the additional shares acquired upon vesting and disposed for taxes.