Shuster Bradley M 的 Form 4 申報
NMI Holdings, Inc.（NMIH），2023/12/26 申報
- 申報編號
- 0001547903-23-000146
- 申報時間
- 2023/12/26
- 交易日
- 2023/12/21-12/22
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $619.6 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Shuster Bradley MCIK 0001052831 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | M行使選擇權取得 | +115,072 | $12.32 | +$1,417,687.04 | 542,035 | 直接 | |
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | S賣出處分 | −115,072 | $29.71F2 | −$3,418,789.12 | 426,963 | 直接 | |
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | M行使選擇權取得 | +21,578 | $8.50 | +$183,413 | 448,541 | 直接 | |
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | S賣出處分 | −21,578 | $30.00F3 | −$647,340 | 426,963 | 直接 | |
| 2023/12/22 | Class A Common Shares, $0.01 par value per share | M行使選擇權取得 | +70,804 | $8.50 | +$601,834 | 497,767 | 直接 | |
| 2023/12/22 | Class A Common Shares, $0.01 par value per share | S賣出處分 | −70,804 | $30.08F4 | −$2,129,784.32 | 426,963 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | M行使選擇權處分 | −115,072 | $0.00 | $0 | 0 | 直接 | |
| 2023/12/21 | Class A Common Shares, $0.01 par value per share | M行使選擇權處分 | −21,578 | $0.00 | $0 | 242,222 | 直接 | |
| 2023/12/22 | Class A Common Shares, $0.01 par value per share | M行使選擇權處分 | −70,804 | $0.00 | $0 | 171,418 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at an average sale price of $29.7149. The range of sale prices was $29.2550 to $30.0000 on the transaction date. The reporting person undertakes to provide, upon request by SEC staff, NMIH, or a securityholder of NMIH, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at an average sale price of $30.000. The range of sales prices was $30.000 to $30.005 on the transaction date. The reporting person undertakes to provide, upon request by SEC staff, NMIH, or a securityholder of NMIH, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.0839. The range of sale prices on the transaction date was $30.0000 to $30.2600. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。