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Stapley Marc 的 Form 4 申報

GLAUKOS Corp(GKOS),2026/1/26 申報

申報編號
0001539796-26-000004
申報時間
2026/1/26
交易日
2026/1/22
申報延遲
4 天
10b5-1 計畫
有勾選

這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $191.6 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Stapley MarcCIK 0001539796董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/1/22Common StockM行使選擇權取得+15,000$24.69+$370,35052,449直接
2026/1/22Common StockS賣出處分−3,812$126.07F3−$480,578.8448,637直接
2026/1/22Common StockS賣出處分−3,892$126.96F4−$494,128.3244,745直接
2026/1/22Common StockS賣出處分−1,671$127.92F5−$213,754.3243,074直接
2026/1/22Common StockS賣出處分−4,325$129.11F6−$558,400.7538,749直接
2026/1/22Common StockS賣出處分−1,300$129.78F7−$168,71437,449直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2026/1/22Common StockM行使選擇權處分−15,000$0.00$00直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

This transaction was executed in multiple trades at prices ranging from $125.59 to $126.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $126.756 to $127.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $127.58 to $128.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $128.59 to $129.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $129.62 to $130.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)