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Krasnow Todd 的 Form 4/A 修正申報

修正

Symbotic Inc.(SYM),2025/8/18 申報

申報編號
0001526378-25-000011
申報時間
2025/8/18
10b5-1 計畫
沒有勾選
原始申報日
2025/8/15

這份申報沒有列出任何交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $154.6 萬。

這份修正申報重述了 0001628280-25-040576(2025/8/15 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Krasnow ToddCIK 0001526378董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

這份申報沒有這一類的交易。

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001628280-25-040576(2025/8/15 申報)。

非衍生性證券(表 I)

沿用 0001628280-25-040576 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/8/13Class V-1 Common StockJ其他處分−20,000–F1,F2,F3–609,079間接
2025/8/13Class A Common StockJ其他取得+20,000–F1,F2,F3–20,000間接
2025/8/13Class A Common StockS賣出處分−20,000$51.68F5−$1,033,6000間接
2025/8/13Class A Common StockS賣出處分−10,000$51.27F7−$512,70040,000間接

衍生性證券(表 II)

沿用 0001628280-25-040576 的衍生性證券交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2025/8/13Class A Common StockJ其他處分−20,000–F1,F2–609,079間接

原件的附註

這幾筆交易的價格在原件上引用的附註。

F1

Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。

F2

The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。

F3

On August 13, 2025, the Reporting Person sold 20,000 shares of Class A Common Stock (the "Stock Sale"). In connection with the Stock Sale, effective August 13, 2025, the Reporting Person redeemed 20,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 20,000 shares of Class V-1 Common Stock.

表 I 有 2 筆交易的價格引用這則附註。

F5

In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $51.20 to $52.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F7

In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $51.20 to $51.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Mr. Krasnow may be considered the beneficial owner of 20,000 shares of Class A Common Stock held by the Krasnow Family 2019 Charitable Remainder Trust and 20,000 shares of Class A Common Stock held by the Todd and Deborah Krasnow CRUT, both of which are trusts for which Mr. Krasnow is trustee and to which Mr. Krasnow is a beneficiary. Mr. Krasnow disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F2

The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

F3

Mr. Krasnow may be considered the beneficial owner of securities held by Inlet View, Inc., of which Mr. Krasnow is the President and CEO. Mr. Krasnow disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F4

Consists of (i) 30,000 Symbotic Holdings Units and an equal number of paired shares of Class V-1 common stock held by the Reporting Person's spouse and (ii) 150,000 Symbotic Holdings Units and an equal number of paired shares of Class V-1 common stock held by the Todd J. Krasnow 2024 Irrevocable Trust, in which the Reporting Person's spouse acts as trustee and to which members of the Reporting Person's immediate family have a pecuniary interest.

F5

The Reporting Person disclaims beneficial ownership of the securities held by his spouse. The Reporting Person does not have voting or investment control over the securities held by the Todd J. Krasnow 2024 Irrevocable Trust and disclaims beneficial ownership of such securities except to the extent that the Reporting Person may be considered to have an indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the spouse's securities or the securities held by the trust for purposes of Section 16 or for any other purpose.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)