Blank Jeremy 的 Form 4 申報
Arq, Inc.（ARQ），2023/3/13 申報
- 申報編號
- 0001515156-23-000031
- 申報時間
- 2023/3/13
- 交易日
- 2023/3/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $61.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Blank JeremyCIK 0001962987 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/9 | Common Stock | S賣出處分 | −154,293 | $4.00 | −$617,172 | 477,573 | 間接 | |
| 2023/3/9 | Common Stock | J其他取得 | +630,619 | –F2 | – | 1,108,192 | 間接 | |
| 2023/3/9 | Common Stock | J其他取得 | +19,804 | –F2 | – | 19,804 | 間接 | |
| 2023/3/9 | Series A Convertible Preferred Stock | J其他取得 | +737,657 | –F2 | – | 737,657 | 間接 | |
| 2023/3/9 | Series A Convertible Preferred Stock | J其他取得 | +23,166 | –F2 | – | 23,166 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Pursuant to that certain Share Buy Back Agreement, by and among Arq Limited and certain of its shareholders (the "Share Buy Back Agreement"), Arq Limited distributed shares of Common Stock, par value $0.001 per share (the "Common Stock") and shares of Series A Preferred Convertible Stock, par value $0.001 per share (the "Series A Preferred Stock"), to such shareholders in exchange for ordinary shares of Arq Limited held by such shareholders, in connection with the acquisition of Arq Limited by the Issuer. Pursuant to the Share Buy Back Agreement, certain shareholders of Arq Limited sold in the aggregate 90% of their ordinary shares in Arq and received in the aggregate 9.78 shares of Common Stock and 11.44 shares of Preferred Stock as consideration for every 1,000 ordinary shares in Arq sold (rounded down to the nearest whole share). The shares of the Issuer distributed in exchange for Arq Limited ordinary shares were valued at $4.00 per share.
表 I 有 4 筆交易的價格引用這則附註。