Hennessy Thomas D 的 Form 4 申報

ONE Nuclear Energy Inc.（HVII），2026/9/23 申報

申報編號: 0001493152-26-043990
申報時間: 2026/9/23 18:13 ET
交易日: 2026/9/23
申報延遲: 當天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Hennessy Thomas DCIK 0001789408	其他：See Remarks

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2026/9/23	Class A ordinary shares	M行使選擇權取得	+750,000	–^F1,F2	–	750,000	直接
2026/9/23	Class A ordinary shares	M行使選擇權取得	+5,203,333	–^F1,F2	–	5,703,333	間接	重複申報
2026/9/23	Class A ordinary shares	M行使選擇權取得	+41,666	–^F1,F7	–	5,744,999	間接	重複申報

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	持有方式	旗標
2026/9/23	Class A ordinary shares	M行使選擇權處分	−750,000	$0.00	$0	直接
2026/9/23	Class A ordinary shares	M行使選擇權處分	−5,203,333	$0.00	$0	間接	重複申報
2026/9/23	Class A ordinary shares	M行使選擇權處分	−41,666	$0.00	$0	間接	重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

表 I 有 3 筆交易的價格引用這則附註。

Pursuant to the Merger Agreement, on the Closing Date prior to the Closing, each then issued and outstanding Class B ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class B Ordinary Share") converted (the "Sponsor Share Conversion") automatically, on a one-for-one basis, into one Class A ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class A Ordinary Share").

表 I 有 2 筆交易的價格引用這則附註。

Pursuant to the Merger Agreement, each twelve Successor Rights were automatically surrendered in exchange for one Successor Share at the Closing.

表 I 有 1 筆交易的價格引用這則附註。

備註

Mr. Thomas was the Predecessor Issuer's President, Chief Operating Officer and a director and a 10% owner of the Predecessor Issuer by virtue of the securities held by Sponsor. Sponsor and Hennessy Capital Group LLC file Section 16 reports for each of the Predecessor Issuer and the Successor Issuer separately from Mr. Thomas Hennessy.

看 SEC EDGAR 上的完整原文（在新分頁開啟）