I Financial Ventures Group LLC 的 Form 4 申報
Nano Nuclear Energy Inc.（NNE），2026/6/5 申報
- 申報編號
- 0001493152-26-027550
- 申報時間
- 2026/6/5
- 交易日
- 2026/6/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,867 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| I Financial Ventures Group LLCCIK 0002011890 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/6/3 | Common Stock | S賣出處分 | −312,553 | $26.30F3 | −$8,220,143.9 | 8,411,447 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −168,626 | $27.16F4 | −$4,579,882.16 | 8,242,821 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −10,035 | $27.83F5 | −$279,274.05 | 8,232,786 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −3,571 | $28.98F6 | −$103,487.58 | 8,229,215 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −5,215 | $29.91F7 | −$155,980.65 | 8,224,000 | 直接 | |
| 2026/6/3 | Common Stock | M行使選擇權取得 | +200,000 | $3.00F2 | +$600,000 | 8,424,000 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −125,021 | $26.30F8 | −$3,288,052.3 | 8,298,979 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −67,451 | $27.16F9 | −$1,831,969.16 | 8,231,528 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −4,014 | $27.83F10 | −$111,709.62 | 8,227,514 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −1,429 | $28.98F11 | −$41,412.42 | 8,226,085 | 直接 | |
| 2026/6/3 | Common Stock | S賣出處分 | −2,085 | $29.91F12 | −$62,362.35 | 8,224,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/6/3 | Common Stock | M行使選擇權處分 | −200,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。