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Opaleye Management Inc. 的 Form 4 申報

Codexis, Inc.CDXS,2025/2/12 申報

申報編號
0001493152-25-006196
申報時間
2025/2/12
交易日
2025/2/10-2/12
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $20.5 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Opaleye Management Inc.CIK 0001595855持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/2/10Common Stock, par value $0.001 per shareP買進取得+22,500$4.18F2+$94,0508,677,500間接
2025/2/11Common Stock, par value $0.001 per shareP買進取得+12,500$4.11F3+$51,3758,690,000間接
2025/2/12Common Stock, par value $0.001 per shareP買進取得+15,000$4.00F4+$60,0008,705,000間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.155 - $4.2095 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.0767 - $4.16 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9868 - $4.045 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)