Chan Heng Fai Ambrose 的 Form 4 申報
Sharing Services Global Corp（SHRG），2025/1/28 申報
- 申報編號
- 0001493152-25-004047
- 申報時間
- 2025/1/28 21:36 ET
- 交易日
- 2024/3/18-11/12
- 申報延遲
- 316 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆衍生性交易。交易後 316 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | 董事、持股 10% 以上大股東、其他：Executive Chairman |
| Alset Inc.CIK 0001750106 | 持股 10% 以上大股東 |
| HWH International Inc.CIK 0001897245 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/18 | Convertible Promissory Note | P買進取得 | +148,810 | $1.68F1 | +$250,000.8 | 148,810 | 間接 | |
| 2024/3/18 | Common Stock Purchase Warrant | P買進取得 | +148,810 | $1.68F1 | +$250,000.8 | 297,620 | 間接 | |
| 2024/5/9 | Convertible Promissory Note | P買進取得 | +89,286 | $2.80F2 | +$250,000.8 | 386,906 | 間接 | |
| 2024/6/6 | Convertible Promissory Note | P買進取得 | +89,286 | $2.80F3 | +$250,000.8 | 476,192 | 間接 | |
| 2024/8/13 | Convertible Promissory Note | P買進取得 | +35,714 | $2.80F4 | +$99,999.2 | 511,906 | 間接 | |
| 2024/11/12 | Convertible Promissory Note | P買進取得 | +2,500,000 | $0.10F5 | +$250,000 | 3,011,906 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On March 18, 2024, the Issuer entered into a Convertible Promissory Note (the "March Note") promising to pay HWH International Inc., a Delaware corporation ("HWH"), $250,000.00. All amounts due under the March Note may be converted into the common stock of the Issuer at the discretion of the holder. The conversion price is fixed at $1.68 per share. The Issuer and HWH subsequently entered into an amendment to the March Note which set the term of the optional conversion feature of the March Note to be between March 25, 2025, and the maturity of the Note on the third anniversary of its effectiveness, March 18, 2027. As further consideration for the March Note, the Issuer granted HWH a common stock purchase warrant to purchase up to 148,810 shares of the Issuer's common stock at a purchase price of $1.68 per share.
表 II 有 2 筆交易的價格引用這則附註。
- F2
On May 9, 2024, the Issuer entered into a Convertible Promissory Note (the "May Note") promising to pay HWH $250,000.00. All amounts due under the May Note may be converted into the common stock of the Issuer at the discretion of the holder. The conversion price is fixed at $2.80 per share. The Issuer and HWH subsequently entered into an amendment to the May Note which set the term of the optional conversion feature of the May Note to be between March 25, 2025, and the maturity of the Note on the third anniversary of its effectiveness, May 9, 2027.
表 II 有 1 筆交易的價格引用這則附註。
- F3
On June 6, 2024, the Issuer entered into a Convertible Promissory Note (the "June Note") promising to pay HWH $250,000.00. All amounts due under the June Note may be converted into the common stock of the Issuer at the discretion of the holder. The conversion price is fixed at $2.80 per share. The Issuer and HWH subsequently entered into an amendment to the June Note which set the term of the optional conversion feature of the June Note to be between March 25, 2025, and the maturity of the Note on the third anniversary of its effectiveness, June 6, 2027.
表 II 有 1 筆交易的價格引用這則附註。
- F4
On August 13, 2024, the Issuer entered into a Convertible Promissory Note (the "August Note") promising to pay HWH $100,000.00. All amounts due under the August Note may be converted into the common stock of the Issuer at the discretion of the holder. The conversion price is fixed at $2.80 per share. The Issuer and HWH subsequently entered into an amendment to the August Note which set the term of the optional conversion feature of the August Note to be between March 25, 2025, and the maturity of the Note on the third anniversary of its effectiveness, August 13, 2027.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On November 12, 2024, the Issuer entered into a Convertible Promissory Note (the "November Note") promising to pay Alset Inc., a Texas corporation, $250,000.00. All amounts due under the November Note may be converted into the common stock of the Issuer at the discretion of the holder. The conversion price is fixed at $0.10 per share. The Issuer and Alset Inc. subsequently entered into an amendment to the November Note which set the term of the optional conversion feature of the November Note to be between March 25, 2025, and the maturity of the Note on the second anniversary of its effectiveness, November 12, 2026.
表 II 有 1 筆交易的價格引用這則附註。