Opaleye Management Inc. 的 Form 4 申報
Eton Pharmaceuticals, Inc.ETON，2024/10/8 申報
- 申報編號
- 0001493152-24-040490
- 申報時間
- 2024/10/8
- 交易日
- 2024/10/4-10/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易。公開市場買進合計 $43.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/4 | Common Stock, par value $0.001 per share | P買進取得 | +15,000 | $6.77F3 | +$101,550 | 2,720,000 | 間接 | |
| 2024/10/4 | Common Stock, par value $0.001 per share | P買進取得 | +1,852 | $6.77F3 | +$12,538.04 | 76,852 | 間接 | |
| 2024/10/7 | Common Stock, par value $0.001 per share | P買進取得 | +10,000 | $7.22F4 | +$72,200 | 2,730,000 | 間接 | |
| 2024/10/7 | Common Stock, par value $0.001 per share | P買進取得 | +1,248 | $7.22F4 | +$9,010.56 | 78,100 | 間接 | |
| 2024/10/8 | Common Stock, par value $0.001 per share | P買進取得 | +30,000 | $7.03F5 | +$210,900 | 2,760,000 | 間接 | |
| 2024/10/8 | Common Stock, par value $0.001 per share | P買進取得 | +3,970 | $7.03F5 | +$27,909.1 | 82,070 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.7532-$6.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20-$7.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.8192-$7.34 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。