Galibier Purchaser, LLC 的 Form 4/A 修正申報
修正Clearwater Analytics Holdings, Inc.（CWAN），2024/9/24 申報
- 申報編號
- 0001493152-24-037975
- 申報時間
- 2024/9/24 16:56 ET
- 交易日
- 2024/8/26
- 申報延遲
- 29 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/8/28
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $4,244 萬。交易後 29 天申報。
這份修正申報取代了 0001493152-24-034199（2024/8/28 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Galibier Purchaser, LLCCIK 0001884343 | 董事、持股 10% 以上大股東 |
| Galibier Holdings GP, LLCCIK 0001884347 | 董事、持股 10% 以上大股東 |
| Galibier Holdings, LPCIK 0001884351 | 董事、持股 10% 以上大股東 |
| Permira VII GP S.a r.l.CIK 0001884421 | 董事、持股 10% 以上大股東 |
| Gali SCSpCIK 0001884428 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/26 | Class A Common Stock | M行使選擇權取得 | +1,754,969 | –F1 | – | 1,754,969 | 間接 | |
| 2024/8/26 | Class A Common Stock | S賣出處分 | −1,754,969 | $24.18 | −$42,435,150.42 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/26 | Class A Common Stock | M行使選擇權處分 | −1,754,969 | $0.00 | $0 | 18,519,325 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class D common stock ("Class D Common Stock") has ten votes per share and may be exchanged at any time, at the option of the holder, for shares of Class A common stock ("Class A Common Stock") on a one-for-one basis. Each share of Class D Common Stock is required to be converted into one share of Class A Common Stock immediately prior to any sale or other transfer of such share by any Permira Entity (as defined below) or any of its affiliates or permitted transferees to a non-permitted transferee. Each share of Class D Common Stock will automatically convert into a share of Class A Common Stock upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the date that is seven years following the closing of the Issuer's initial public offering.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Galibier Purchaser, LLC is the record holder of the securities reported herein. Galibier Holdings, LP is the sole member of Galibier Purchaser, LLC. Galibier Holdings, LP acts through its general partner, Galibier Holdings GP, LLC, which acts through its sole member, Gali SCSp, which acts through its general partner, Permira VII GP S.a r.l. (together, the "Permira Entities"). Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Galibier Purchaser, LLC. Each of them disclaim any such beneficial ownership except to the extent of its pecuniary interest therein.
備註
The original Form 4 filed by the reporting persons on August 28, 2024, incorrectly overstated the number of securities converted and sold by Galibier Purchaser, LLC. Those amounts are corrected herein.