Cassidy Bruce A. Sr. 的 Form 4 申報
Loop Media, Inc.（LPTV），2024/6/12 申報
- 申報編號
- 0001493152-24-023608
- 申報時間
- 2024/6/12 17:59 ET
- 交易日
- 2024/6/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cassidy Bruce A. Sr.CIK 0001484879 | 董事、持股 10% 以上大股東 |
| Excel Family Partners LLLPCIK 0001993712 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Pursuant to a securities purchase agreement between the Issuer and Excel Family Partners, LLLP ("Excel"), an entity managed by the Reporting Person, the Issuer agreed to issue and sell to Excel in a private placement a pre-funded warrant (the "Pre-Funded Warrant") at a price of $0.2308 per underlying share, which is immediately exercisable into shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), at an exercise price of $0.0001 per share and shall expire when exercised in full. The Pre-Funded Warrant cannot be exercised by the Reporting Person if, after giving effect thereto, the Reporting Person would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, more than 29.99% of the outstanding shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F2
Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
表 II 有 1 筆交易的價格引用這則附註。