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Chan Heng Fai Ambrose 的 Form 4 申報

Alset Inc.(AEI),2024/6/11 申報

申報編號
0001493152-24-023490
申報時間
2024/6/11
交易日
2024/6/7-6/10
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $7.17 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Chan Heng Fai AmbroseCIK 0001261725董事、高階主管(執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/6/7Common StockP買進取得+50,000$1.10F1+$55,0005,443,065直接
2024/6/10Common StockP買進取得+7,523$1.00F2+$7,5235,450,588直接
2024/6/10Common StockP買進取得+9,044$1.02F3+$9,224.885,459,632直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On June 7, 2024, Mr. Chan acquired 50,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.04 to $1.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

On June 10, 2024, Mr. Chan acquired 7,523 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $0.96 to $1.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

On June 10, 2024, Mr. Chan acquired 9,044 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.01 to $1.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)