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John Rosatti Revocable Trust 的 Form 4/A 修正申報

修正

BurgerFi International, Inc.(BFI),2024/3/5 申報

申報編號
0001493152-24-008913
申報時間
2024/3/5
交易日
2023/1/23-3/20
申報延遲
407 天
10b5-1 計畫
沒有勾選
原始申報日
2023/3/21

這份申報列了 3 筆非衍生性交易。沿用原件裡沒有重述的 1 筆交易。公開市場賣出合計 $1.24 萬。交易後 407 天申報。

這份修正申報重述了 0001493152-23-008365(2023/3/21 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
John Rosatti Revocable TrustCIK 0001859832持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/1/23Common StockJ其他取得+200,000$10.33F1,F2+$2,066,0004,028,396間接
2023/3/17Common StockS賣出處分−5,000$1.25−$6,2504,023,396間接
2023/3/20Common StockS賣出處分−5,000$1.23−$6,1504,018,396間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001493152-23-008365(2023/3/21 申報)。

非衍生性證券(表 I)

沿用 0001493152-23-008365 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/1/24Common StockJ其他取得+849,056$0.00$04,028,396間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

These shares (the "Settlement Shares") were issued pursuant to a Settlement Agreement executed on January 11, 2023 between the Reporting Person and the Issuer to resolve claims stemming from the Membership Interest Purchase Agreement entered into among the Issuer, BurgerFi International, LLC ("BurgerFi LLC"), the members of BurgerFi LLC ("Members"), and BurgerFi Holdings, LLC ("BurgerFi Holdings") dated June 29, 2020, as amended on September 22, 2020 (the "MIPA") and the Registration Rights Agreement between the Issuer and the Members dated December 16, 2020.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price was determined based on the prorated aggregate value attributable to the Settlement Shares and the shares of the Issuer's Common Stock issued upon closing of the transaction provided for in the MIPA.

表 I 有 1 筆交易的價格引用這則附註。

F3

Amount amended to include 849,056 shares of Common Stock (the "Escrow Shares") released from escrow pursuant to the Share Escrow Agreement entered into among the Issuer, BurgerFi Holdings and Continental Stock Transfer & Trust Company dated December 16, 2020 (the "Escrow Agreement").

F4

This amount was incorrectly reported as the "Amount of Securities Beneficially Owned Following Reported Transactions" on each of the reporting person's original Form 4s filed during the period from May 27, 2021 through March 16, 2023 which are hereby deemed amended. Such amounts should have been increased by the 849,056 Escrow Shares as disclosed in the Form 3/A filed with the SEC by the Reporting Person on January 8, 2024 (the "Form 3/A"). Additionally, the Form 4 filed on 3/21/2023 is hereby amended to delete the disclosure related to the acquisition of 849,056 Escrow Shares on 1/24/2023 as those shares are reflected in the Form 3/A.

F5

This Form 4/A has been filed by The John Rosatti Family Trust dated August 27, 2001, as amended ("The John Rosatti Family Trust"). Mr. Rosatti is the trustee of The John Rosatti Family Trust, and, in such capacity, exercises voting and investment power over any securities held for the account of The John Rosatti Family Trust.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)