Johnson Michael 的 Form 4 申報
Flux Power Holdings, Inc.(FLUX),2023/9/29 申報
- 申報編號
- 0001493152-23-034938
- 申報時間
- 2023/9/29 19:57 ET
- 交易日
- 2023/9/27-9/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $10.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Johnson MichaelCIK 0001550109 | 董事、持股 10% 以上大股東 |
| Esenjay Investments, LLCCIK 0001981618 | 持股 10% 以上大股東 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022)