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Johnson Michael 的 Form 4 申報

Flux Power Holdings, Inc.(FLUX),2023/9/29 申報

申報編號
0001493152-23-034938
申報時間
2023/9/29 19:57 ET
交易日
2023/9/27-9/28
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $10.9 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Johnson MichaelCIK 0001550109董事、持股 10% 以上大股東
Esenjay Investments, LLCCIK 0001981618持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/9/27Common StockS賣出處分−134$3.65F3−$489.14,350,601間接
2023/9/28Common StockS賣出處分−30,000$3.61F4−$108,4324,320,601間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

表 I 有 1 筆交易的價格引用這則附註。

備註

Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022)

看 SEC EDGAR 上的完整原文 (在新分頁開啟)