Fernandez Charles M. 的 Form 4 申報
Progressive Care Inc.（RXMD），2023/6/30 申報
- 申報編號
- 0001493152-23-023195
- 申報時間
- 2023/6/30 17:34 ET
- 交易日
- 2022/11/16-2023/5/9
- 申報延遲
- 226 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、8 筆衍生性交易。公開市場買進合計 $100.1 萬。交易後 226 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fernandez Charles M.CIK 0001509529 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/9 | Common Stock | C轉換取得 | +228,240 | $2.20 | +$502,128 | 303,517 | 間接 | |
| 2023/5/9 | Common Stock | P買進取得 | +455,000 | $2.20 | +$1,001,000 | 758,517 | 間接 | |
| 2023/5/9 | Common Stock | C轉換取得 | +570,599 | $2.20 | +$1,255,317.8 | 1,329,116 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/9 | Common Stock | C轉換處分 | −228,240 | $0.00 | – | 0 | 間接 | 重複申報 |
| 2023/5/9 | Common Stock | P買進取得 | +228,240 | $0.00F2 | $0 | 228,240 | 間接 | |
| 2023/5/9 | Common Stock | P買進取得 | +190,000 | $0.00F3 | $0 | 190,000 | 間接 | |
| 2023/5/9 | Common Stock | P買進取得 | +455,000 | $1,000,000.00 | +$455,000,000,000 | 645,000 | 間接 | 價格異常 |
| 2023/5/9 | Common Stock | C轉換處分 | −570,599 | $0.00 | – | 0 | 間接 | 重複申報 |
| 2023/5/9 | Common Stock | P買進取得 | +570,599 | $0.00F2 | $0 | 798,839 | 間接 | |
| 2022/11/16 | Convertible Note | C轉換處分 | – | –F5 | – | 0 | 間接 | |
| 2022/11/16 | Convertible Note | C轉換取得 | – | –F5 | – | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Pursuant to the Debt Conversion Agreement dated May 9, 2023, Issuer agreed to issue one warrant for a number of shares equal to the number of conversion shares issued to the Reporting Person. The warrants have a five-year term, are immediately exercisable, and have an exercise price of $2.20.
表 II 有 2 筆交易的價格引用這則附註。
- F3
On May 9, 2023, the Reporting Person was issued warrants to purchase 190,000 shares of common stock of the Issuer as an inducement to approve the transaction contemplated by the Securities Purchase Agreement dated May 5, 2023. The warrants have a three-year term, are immediately exercisable, and have an exercise price of $2.20.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On May 9, 2023, NextPlat Corp entered into a First Amendment to the Securities Purchase Agreement dated November 16, 2022 (the "Debenture Purchase Agreement"), resulting in the cancellation of the "old" convertible note and the purchase of a replacement convertible note. Pursuant to the Amendment, NextPlat Corp agreed to amend the Debenture Purchase Agreement and the Form of Debenture to increase the conversion price to $2.20 per share. The debentures are convertible at any time, upon NextPlat Corp.'s election, to shares of the Issuer's common stock. No debentures have been purchased to date.
表 II 有 2 筆交易的價格引用這則附註。