Chan Heng Fai Ambrose 的 Form 4/A 修正申報
修正Value Exchange International, Inc.（VEII），2023/3/29 申報
- 申報編號
- 0001493152-23-009565
- 申報時間
- 2023/3/29 21:05 ET
- 交易日
- 2023/2/23
- 申報延遲
- 34 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/2/27
這份申報列了 1 筆衍生性交易。交易後 34 天申報。
這份修正申報取代了 0001493152-23-006136（2023/2/27 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | 董事、持股 10% 以上大股東 |
| Hapi Metaverse Inc.CIK 0001600347 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/23 | Convertible Debt | P買進取得 | – | –F1 | – | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Please refer to Remarks, below.
表 II 有 1 筆交易的價格引用這則附註。
- F2
Held by Hapi Metaverse Inc. (formerly known as GigWorld Inc.). Hapi Metaverse's majority shareholder is Alset Inc. ("Alset"). Mr. Chan is, personally and through an entity he controls, the majority shareholder of Alset, and the Chairman and Chief Executive Officer of Alset. The Reporting Person has dispositive control over these securities.
備註
Value Exchange International, Inc. ("VEII") entered into a Convertible Credit Agreement, dated as of January 27, 2023 ("Convertible Credit Agreement") with Hapi Metaverse and another potential lender. On February 23, 2023, Hapi Metaverse loaned VEII $1,400,000 (the "Loan Amount"). The Loan Amount can be converted into shares of VEII pursuant to the terms of the Convertible Credit Agreement for a period of three years. There is no fixed price for the derivative security until Hapi Metaverse converts the Loan Amount into shares of VEII Common Stock. In the event that Hapi Metaverse converts the Loan Amount into shares of VEII Common Stock, the conversion price (the "Conversion Price") is then established, which shall be the average closing price of VEII's Common Stock as quoted by Bloomberg Financial Markets (or a comparable reporting service of national reputation selected by VEII and reasonably acceptable to Hapi Metaverse if Bloomberg Financial Markets is not then reporting prices of VEII Common Stock) for the three (3) consecutive trading days prior to date of the notice of conversion delivered by Hapi Metaverse. At the time of this amended filing, Hapi Metaverse had not converted any part of the Loan Amount.Hapi Metaverse is filing this Form 4, as an amendment with non-transactional information, in order to adjust the Conversion Price from the original filing to provide additional clarity regarding this transaction.