Park West Asset Management LLC 的 Form 4 申報
Porch Group, Inc.（PRCH），2023/2/14 申報
- 申報編號
- 0001493152-23-005095
- 申報時間
- 2023/2/14
- 交易日
- 2023/1/20-1/25
- 申報延遲
- 25 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易、5 筆衍生性交易。公開市場買進合計 $535.8 萬。交易後 25 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Park West Asset Management LLCCIK 0001386928 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/20 | Common stock, par value $0.0001 | P買進取得 | +474,220 | $2.46F2 | +$1,166,581.2 | 10,569,083 | 間接 | |
| 2023/1/23 | Common stock, par value $0.0001 | P買進取得 | +530,750 | $2.60F3 | +$1,379,950 | 11,099,833 | 間接 | |
| 2023/1/24 | Common stock, par value $0.0001 | P買進取得 | +760,000 | $2.46F4 | +$1,869,600 | 11,859,833 | 間接 | |
| 2023/1/25 | Common stock, par value $0.0001 | P買進取得 | +407,874 | $2.31F5 | +$942,188.94 | 12,267,707 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/20 | Common stock, par value $0.0001 | S賣出處分 | −527,184 | –F6 | – | 1,898,624 | 間接 | |
| 2023/1/20 | Common stock, par value $0.0001 | S賣出處分 | −172,816 | –F7 | – | 0 | 間接 | |
| 2023/1/23 | Common stock, par value $0.0001 | S賣出處分 | −730,750 | –F6 | – | 1,167,874 | 間接 | |
| 2023/1/24 | Common stock, par value $0.0001 | S賣出處分 | −760,000 | –F6 | – | 407,874 | 間接 | |
| 2023/1/25 | Common stock, par value $0.0001 | S賣出處分 | −407,874 | –F6 | – | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.295 to $2.565 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.75 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.785 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.42 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.
表 II 有 4 筆交易的價格引用這則附註。
- F7
On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 30, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of Issuer's common stock on January 20, 2023 over the price per share of the Issuer's common stock on November 23, 2022.
表 II 有 1 筆交易的價格引用這則附註。