Opaleye Management Inc. 的 Form 4 申報
Eton Pharmaceuticals, Inc.（ETON），2021/10/13 申報
- 申報編號
- 0001493152-21-025268
- 申報時間
- 2021/10/13
- 交易日
- 2021/10/8-10/12
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $83.1 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/8 | Common Stock, par value $0.001 per share | S賣出處分 | −41,000 | $5.00F3 | −$205,000 | 2,930,000 | 間接 | |
| 2021/10/8 | Common Stock, par value $0.001 per share | S賣出處分 | −2,692 | $5.00F3 | −$13,460 | 114,408 | 間接 | |
| 2021/10/11 | Common Stock, par value $0.001 per share | S賣出處分 | −32,500 | $5.01F4 | −$162,825 | 2,897,500 | 間接 | |
| 2021/10/11 | Common Stock, par value $0.001 per share | S賣出處分 | −1,601 | $5.01F4 | −$8,021.01 | 112,807 | 間接 | |
| 2021/10/12 | Common Stock, par value $0.001 per share | S賣出處分 | −82,500 | $5.06F5 | −$417,450 | 2,815,000 | 間接 | |
| 2021/10/12 | Common Stock, par value $0.001 per share | S賣出處分 | −4,807 | $5.06F5 | −$24,323.42 | 117,100 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0002. The range of sale prices on the transaction date was $5.00 to $5.0008 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0062. The range of sale prices on the transaction date was $5.00 to $5.03 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0567. The range of sale prices on the transaction date was $5.00 to $5.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。