Opaleye Management Inc. 的 Form 4 申報
Eton Pharmaceuticals, Inc.ETON，2021/8/6 申報
- 申報編號
- 0001493152-21-018955
- 申報時間
- 2021/8/6
- 交易日
- 2021/8/4-8/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $352.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Common Stock, par value $0.001 per share | S賣出處分 | −100,000 | $5.75F3 | −$575,000 | 3,451,100 | 間接 | |
| 2021/8/4 | Common Stock, par value $0.001 per share | S賣出處分 | −4,000 | $5.75F3 | −$23,000 | 137,600 | 間接 | |
| 2021/8/5 | Common Stock, par value $0.001 per share | S賣出處分 | −150,000 | $5.85F4 | −$877,500 | 3,301,100 | 間接 | |
| 2021/8/5 | Common Stock, par value $0.001 per share | S賣出處分 | −5,500 | $5.85F4 | −$32,175 | 132,100 | 間接 | |
| 2021/8/6 | Common Stock, par value $0.001 per share | S賣出處分 | −330,000 | $5.84F5 | −$1,927,200 | 2,971,100 | 間接 | |
| 2021/8/6 | Common Stock, par value $0.001 per share | S賣出處分 | −15,000 | $5.84F5 | −$87,600 | 117,100 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.7514. The range of sale prices on the transaction date was $5.60 to $5.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8532. The range of sale prices on the transaction date was $5.53 to $6.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8402. The range of sale prices on the transaction date was $5.65 to $6.3750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
表 I 有 2 筆交易的價格引用這則附註。