Chan Heng Fai Ambrose 的 Form 4/A 修正申報
修正OptimumBank Holdings, Inc.（OPHC），2021/7/27 申報
- 申報編號
- 0001493152-21-017854
- 申報時間
- 2021/7/27
- 交易日
- 2021/7/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/4/2
這份申報列了 1 筆非衍生性交易、2 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/23 | Common Stock | P買進取得 | +282,377 | –F1 | – | 375,357 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
American Pacific Bancorp., Inc. purchased 282,377 shares of the common stock of OptimumBank Holdings, Inc. in a two part transaction. First, American Pacific Bancorp., Inc. purchased 847.13 Capital Securities issued by Optimum Bank Holdings Capital Trust I, a statutory trust (the "Trust Preferred Securities") for $1,200,102.25. Optimumbank Holdings, Inc. is the sponsor of the Optimum Bank Holdings Capital Trust I. American Pacific Bancorp., Inc. then exchanged these 847.13 Trust Preferred Securities for 282,377 shares of the common stock OptimumBank Holdings, Inc. Accordingly, the consideration paid for these 282,377 shares of the common stock of OptimumBank Holdings, Inc. was equal to $4.25 per share.
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F2
Held by American Pacific Bancorp., Inc. The Reporting Person is the Chairman and Chief Executive Officer, and personally and through an entity, is the majority shareholder of Alset EHome International Inc., which is the majority shareholder of American Pacific Bancorp., Inc. The Reporting Person has dispositive control over these securities.
- F3
Held by Heng Fai Holdings Limited, an entity of which the Reporting Person is the sole owner. The Reporting Person has dispositive control over these securities.
備註
All transactions herein reflected were originally reported and filed with the Commission on Form 4 on April 2, 2021. However, it was subsequently determined that such transaction should be deemed to have occurred effective as of July 23, 2021 instead of March 31, 2021, and accordingly the Form 4 dated as of April 2, 2021 is hereby amended to reflect July 23, 2021 as the effective date. The purchase price and number of shares remains unchanged.