Barrett David Michael 的 Form 4/A 修正申報
修正Expensify, Inc.（EXFY），2024/12/19 申報
- 申報編號
- 0001476840-24-000255
- 申報時間
- 2024/12/19
- 交易日
- 2024/6/18
- 申報延遲
- 184 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/6/18
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 11 筆交易。公開市場賣出合計 $10.7 萬。交易後 184 天申報。
這份修正申報重述了 0001476840-24-000107（2024/6/18 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barrett David MichaelCIK 0001892682 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/18 | Class A Common Stock | S賣出處分 | −33,391 | $1.30F2 | −$43,408.3 | 185,289 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001476840-24-000107（2024/6/18 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/14 | Class A Common Stock | C轉換取得 | +1,485,230 | –F1 | – | 2,062,237 | 間接 | |
| 2024/6/14 | Class A Common Stock | S賣出處分 | −17,740 | $1.38F4 | −$24,481.2 | 2,044,497 | 間接 | |
| 2024/6/14 | Class A Common Stock | A公司授予取得 | +1 | $1.35 | +$1.35 | 133,669 | 直接 | |
| 2024/6/14 | Class A Common Stock | A公司授予取得 | +81,620 | $0.00 | $0 | 215,289 | 直接 | |
| 2024/6/15 | Class A Common Stock | M行使選擇權取得 | +14,463 | –F7 | – | 229,752 | 直接 | |
| 2024/6/17 | Class A Common Stock | S賣出處分 | −11,072 | $1.34F9 | −$14,836.48 | 218,680 | 直接 | |
| 2024/6/17 | Class A Common Stock | S賣出處分 | −17,940 | $1.37F10 | −$24,577.8 | 2,026,557 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/14 | Class A Common Stock | C轉換處分 | −1,485,230 | $0.00 | $0 | 2,114,836 | 間接 | |
| 2024/6/15 | Class A Common Stock | M行使選擇權處分 | −14,463 | $0.00 | $0 | 303,726 | 直接 | |
| 2024/6/15 | LT50 Common Stock | M行使選擇權處分 | −14,463 | $0.00 | $0 | 303,726 | 直接 | |
| 2024/6/15 | Class A Common Stock | M行使選擇權取得 | +14,463 | $0.00 | $0 | 159,094 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
LT10 Common Stock converted into Class A Common Stock on a one-for-one basis.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.42, inclusive. The reporting person undertakes to provide to Expensify, Inc., any security holder of Expensify, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Each restricted stock unit ("RSU") represents the contingent right to receive one share of Class A common stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.39, inclusive. The reporting person undertakes to provide to Expensify, Inc., any security holder of Expensify, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.34 to $1.40, inclusive. The reporting person undertakes to provide to Expensify, Inc., any security holder of Expensify, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date to cover taxes for shares granted as matched shares under the Expensify, Inc. 2021 Stock Purchase and Matching Plan ("SPMP") for certain employees of the Issuer. On June 18, 2024, the Reporting Person filed a Form 4 reporting the shares granted as matched shares but inadvertently excluded this related sale.
- F2
The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes for shares granted as matched shares under the SPMP for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。