Malave Luis 的 Form 4 申報
Glucotrack, Inc.（GCTK），2025/3/31 申報
- 申報編號
- 0001474506-25-000071
- 申報時間
- 2025/3/31 08:17 ET
- 交易日
- 2021/9/30-2025/3/26
- 申報延遲
- 1,278 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 12 筆非衍生性交易、5 筆衍生性交易。交易後 1278 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Malave LuisCIK 0001395781 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/30 | Common Stock, par value $0.001 per share | A公司授予取得 | +8 | $0.00 | $0 | 8 | 直接 | |
| 2021/12/31 | Common Stock, par value $0.001 per share | A公司授予取得 | +11 | $0.00 | $0 | 19 | 直接 | |
| 2022/3/31 | Common Stock, par value $0.001 per share | A公司授予取得 | +25 | $0.00 | $0 | 44 | 直接 | |
| 2022/6/30 | Common Stock, par value $0.001 per share | A公司授予取得 | +34 | $0.00 | $0 | 78 | 直接 | |
| 2022/10/4 | Common Stock, par value $0.001 per share | A公司授予取得 | +44 | $0.00 | $0 | 122 | 直接 | |
| 2023/1/9 | Common Stock, par value $0.001 per share | A公司授予取得 | +29 | $0.00 | $0 | 151 | 直接 | |
| 2023/4/20 | Common Stock, par value $0.001 per share | A公司授予取得 | +121 | $0.00 | $0 | 272 | 直接 | |
| 2023/12/31 | Common Stock, par value $0.001 per share | A公司授予取得 | +362 | $0.00 | $0 | 634 | 直接 | |
| 2024/4/8 | Common Stock, par value $0.001 per share | A公司授予取得 | +489 | $0.00 | $0 | 1,123 | 直接 | |
| 2024/11/14 | Common Stock, par value $0.001 per share | C轉換取得 | +6,886 | $31.20 | +$214,843.2 | 8,009 | 直接 | |
| 2025/3/12 | Common Stock, par value $0.001 per share | X行使價內選擇權取得 | +133,532 | $0.00 | $0 | 141,541 | 直接 | |
| 2025/3/26 | Common Stock, par value $0.001 per share | A公司授予取得 | +2,076 | $0.00 | $0 | 143,617 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/18 | Common Stock, par value $0.001 per share | P買進取得 | +6,411 | $200,000.00 | – | – | 直接 | 價格異常 |
| 2024/11/14 | Common Stock, par value $0.001 per share | C轉換處分 | −6,886 | $214,831.00 | – | 0 | 直接 | 價格異常 |
| 2024/11/14 | Common Stock, par value $0.001 per share | A公司授予取得 | +6,886 | –F4 | – | 6,886 | 直接 | |
| 2024/11/14 | Common Stock, par value $0.001 per share | A公司授予取得 | +133,532 | –F4 | – | 6,886 | 直接 | |
| 2025/3/12 | Common Stock, par value $0.001 per share | X行使價內選擇權處分 | −133,532 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
On November 14, 2024, in connection with the conversion of the Note, the reporting person was issued Series A common warrants (the "Series A Common Warrants") to purchase Common Stock and Series B common warrants (the "Series B Common Warrants") to purchase Common Stock, each with an exercise price of $5.60 per share; provided that, at any time while the Series B Common Warrants are outstanding, the holder could exercise the Series B Common Warrants on a cashless basis pursuant to an alternate cashless exercise option, pursuant to which the holder of the Series B Common Warrant had the right to receive an aggregate number of shares of Common Stock equal to the product of (i) the aggregate number of shares of Common Stock that would be issuable upon a cash exercise rather than a cashless exercise of the Series B Common Warrant and (ii) 3.0 (the "Alternative Cashless Exercise").
表 II 有 2 筆交易的價格引用這則附註。
備註
Note: On May 17, 2024, a 1-for-5 reverse stock split of the Issuer's common stock, par value $0.001 per share (the "Common Stock") was implemented (the "2024 Reverse Split"). On February 25, 2025, a 1-for-20 reverse stock split of the Common Stock was implemented (the "2025 Reverse Split," and together with the 2024 Reverse Split, the "Reverse Stock Splits"). All figures presented in this Form 4 reflect the Reverse Stock Splits.